Posted:
12/9/2024, 5:15:59 AM
Location(s):
Utah, United States ⋅ Cottonwood Heights, Utah, United States
Experience Level(s):
Senior
Field(s):
Legal & Compliance
Workplace Type:
Remote
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Who we are:
Shape a brighter financial future with us.
Together with our members, we’re changing the way people think about and interact with personal finance.
We’re a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The industry is going through an unprecedented transformation, and we’re at the forefront. We’re proud to come to work every day knowing that what we do has a direct impact on people’s lives, with our core values guiding us every step of the way. Join us to invest in yourself, your career, and the financial world.
The role:
SoFi is looking for a Licensing Analyst with demonstrated state regulatory licensing experience for a financial institution that offers mortgage, unsecured lending, insurance, and brokered products. The purpose of this role is to uphold SoFi’s licensing and other state regulatory obligations through analysis of business activities and state laws. Responsibilities include tracking and processing existing license maintenance requirements, updating officers as needed, and application activities when new licenses are needed, in addition to mortgage loan officer renewals and management of any necessary continuing education requirements. Communication with state agencies and key internal stakeholders related to the licenses.
This individual will be project managing and partnering with company stakeholders across multiple teams to ensure that SoFi is compliant with applicable state licensing requirements
What you’ll do:
SoFi is looking for a compliance professional with 5+ years of financial services licensing management experience to support the development and ongoing maintenance of SoFi’s Compliance License Management Program. This high-impact role will be responsible for coordinating license filings for federal mortgage loan originators, mortgage licenses, installment lending license, collection agency, and student loan servicing licenses. In addition, this role will be responsible for periodic regulatory reporting and will assist in developing and maintaining an efficient, data-driven process that will become the Compliance License Management Program.
What you’ll need:
Website: https://www.sofi.com/
Headquarter Location: San Francisco, California, United States
Employee Count: 1001-5000
Year Founded: 2011
IPO Status: Public
Last Funding Type: Venture - Series Unknown