If you are looking to excel and make a difference, take a closer look at us…
- Provide legal and regulatory compliance (including AML/CFT) advice/support to Global Markets.
- Keep abreast of new/changes to laws and regulations. Drive the implementation of new regulatory requirements (Horizon Scanning).
- Review and ensure completion of compliance self-assessments, impact assessment and analysis performed on new/revised regulations by Global Markets.
- Carry out investigations for relevant regulatory breaches and coordinate discussions to assist Global Markets with the preparation of all pre-requisite documents for any escalation of breaches or non-compliance incidents. Manage breach reporting process and track completion of rectification actions.
- Assist to ensure timely and accurate regulatory reporting by Global Markets (as required)
- Ensure timely reporting and escalation of Compliance issues or incidences to management and Group Compliance.
- Maintain the library of regulations and its relevance to the relevant functions in Global Markets.
- Act as the liaison with group compliance and regulators on regulatory compliance matters. Assist with the coordination of BNM CRR and any regulatory information requests, including meetings and audits.
- Facilitate and consolidate responses on consultation papers or exposure drafts at regulators’ request.
- Review policies and procedures of Global Markets to ensure compliance with new regulatory requirements.
- Act as a primary point of contact for the business on all compliance matters (including AML/CFT) in relation to Global Markets, in consultation with Group Compliance
- Work closely with Group Compliance to ensure all relevant legal and regulatory requirements (including AML/CFT and TFS) are fully embedded in business policies, procedures and processes.
- Responsible for the drafting and negotiation of Master Agreements and related collateral agreements (ISDA, CSA, GMRA, FX MA, TMA) with counterparties in various jurisdictions.
- Draft, review and negotiate agreements, terms and conditions, documents, Term Sheets, Product Highlight Sheets and Product Disclosure Sheets required for Global Markets.
- Review corporate capacity and authority documents from counterparties to ensure proper authority to enter into Master Agreements or to trade treasury products with Global Markets.
- Provide legal & regulatory compliance training.
About Hong Leong Bank
We are a leading financial institution in Malaysia backed by a century of entrepreneurial heritage. Providing comprehensive financial services guided by a Digital-at-the-Core ethos has earned us industry recognition and accolades for our innovative approach in making banking simpler and more effortless for our customers. Our digital and physical offerings span across a vast nationwide network in Malaysia, strengthened with an expanding regional presence in Singapore, Hong Kong, Vietnam, Cambodia, and China.
We seek to strike a balance between diversity, inclusion and merit to achieve our mission of infusing diversity in thinking and skillsets into our organisation. Candidates are assessed based on merit and potential, in line with our mission to attract and recruit the best talent available. Expanding on our “Digital at the Core” ethos, we are progressively digitising the employee journey and experience to provide a strong foundation for our people to drive life-long learning, achieve their career aspirations and grow talent from within our organisation.
Realise your full potential at Hong Leong Bank by applying now.