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Complete comprehensive reviews of incoming customer onboarding cases and ensuring that the application of KYB principles are consistent with the Company’s KYB policy and customer risk assessment.
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Reviewing KYB documents obtained from the customer, utilising our validation tools and reputable sources to verify the AML documentation.
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Requesting appropriate CDD/EDD documentation from customers to ensure that the AML onboarding process is complete in line with our AML policies and procedures.
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Follow up on pending CDD/EDD requests ensuring that communication is issued with the relevant SLA's.
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Investigating possible matches generated by the scanning application that the Company uses to screen customers against sanctions, PEP's and adverse media news and ensuring the appropriate action is taken.
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Provide information to management in respect of AML/CDD issues arising.
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Maintain delivery of a high quality service level to customers and other departments ensuring all queries are dealt with in a professional manner and escalating where appropriate.
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Support the enhancement of our CDD function and maintain procedures
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Manage specific projects, which may arise from time to time.