Investment Compliance, Senior Manager

Posted:
8/20/2024, 5:00:00 PM

Location(s):
Krung Thep Maha Nakhon, Thailand

Experience Level(s):
Senior

Field(s):
Legal & Compliance

FIND YOUR 'BETTER' AT AIA

We don’t simply believe in being ‘The Best’. We believe in better - because there’s no limit to how far ‘better’ can take us.

We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even more people - including our own - to live Healthier, Longer, Better Lives.

If you believe in better, we’d love to hear from you.

About the Role

Responsible for supporting Head of Risk and Compliance in Investment on Risk-related issues pertaining to the Asset Management business. Support head to develop, implement risk management and compliance policies and procedures and monitor compliance of such policies and procedures.

• To perform monitoring activities according to compliance monitoring plans based on IGF and SEC.  Eg. Investment limits, investment process proxy voting and etc.;
• To make the annual compliance report to submit to RMC, Board and SEC; To ongoing review IGF policies and procedures to in line with IGF and SEC regulations and coordinate with AIAIMT, AIAT and Group to properly carry out;
• To provide second line feedback to first line to assess compliance risks associated with the new business models/strategies/new regulations;
• To organize and provide training, initiating project to raise compliance awareness.
• Build and develop, implement and maintain investment compliance framework
• Build and provide compliance support to new investment business initiatives
• Interact and liaise with regulators, auditors and business partners on investment compliance related matters
• Administer the investment standards under the AIA investment governance framework
•Explore opportunity to improve work flow and build healthy environment  
• Build a career with us as we help our customers and the community live Healthier, Longer, Better Lives.

Build a career with us as we help our customers and the community live Healthier, Longer, Better Lives.

You must provide all requested information, including Personal Data, to be considered for this career opportunity. Failure to provide such information may influence the processing and outcome of your application. You are responsible for ensuring that the information you submit is accurate and up-to-date.