Financial Crime Compliance Assurance Manager

Country: Germany

WHY YOU SHOULD CONSIDER THIS OPPORTUNITY

At Santander CIB (www.santandercib.com) we are key players in the transformation of the financial sector, and we support our clients in their transformation and growth journey.

Do you want to join us? Santander Corporate & Investment Banking (Santander CIB) is Santander's global division that supports some of the world's most complex and sophisticated corporate and institutional clients, offering customized services and value-added wholesale products to best meet their needs.

We embrace a strong risk culture and all our professionals at all levels are expected to take a proactive and responsible approach toward risk management. Santander is proud of being an organization where there are equal opportunities regardless of gender identity, culture, and disability. Our mission is to contribute to help more people and business prosper.

WHAT YOU WILL BE DOING

The Financial Crime Compliance (FCC) Assurance Manager is responsible for planning and managing FCC Assurance reviews, including performing substantive testing, providing adequate reporting of results as well as coordinating the reviews in alignment with the FCC Assurance Methodology.

The areas of review for FCC Assurance include the following, but not limited to:

• Review of FCC Policies, Standards and Procedures, including FCC Risk Assessments, Client Due Diligence and Know Your Customer and Customer Risk Rating, Anti-Bribery & Corruption controls, Anti-Tax Evasion/Avoidance measures (Corporate Criminal Offence), and Anti-Fraud controls.
• Test Transaction Monitoring (TM) systems and controls - Thresholds and Scenario, investigations, Suspicious Activity Reporting and Production Orders etc. Test Economic Sanctions (ES) systems and controls (List management, Fuzzy Logic and Algorithms, Alert Investigations, Blocking and reporting etc.)
• Review the data feed between non-FC systems and FC systems to ensure data integrity
• FCC Assurance may review these areas through one or more of the following activities: Thematic Reviews, Continuous Testing and Monitoring and Issue Validation.

SKILLS AND KNOWLEDGE

Required:

• Previous experience within Financial Crime Assurance or Audit teams
• Excellent critical thinking, analytical and problem-solving skills.
• Strong knowledge of Financial Crime Risks and European regulatory requirements.
• Excellent written and verbal communication skills
• Previous experience drafting reports for senior management.
• Shows initiative, organized and able to plan effectively. Desirable:
• Degree in a relevant subject e.g. Finance and Law.
• External qualification in Financial Crime (e.g. from ACAMS or ICA).
• Understanding of a Corporate and Institutional client base and products.

CONTACT

BANCO SANTANDER, S.A. Frankfurt Branch Human Resources

E-Mail: [email protected]

OTHER INFORMATION

If you want to know more about us, follow us on: https://www.linkedin.com/company/santander-corporate-investment-banking/ https://es.linkedin.com/company/banco-santander CIB Corporate Banking Investment Banking Santander Frankfurt Bank Banking Financ

#SCIB