Senior Compliance Officer Prudential Regulation

Posted:
5/16/2024, 5:00:00 PM

Location(s):
Wyoming, United States

Experience Level(s):
Senior

Field(s):
Legal & Compliance

Copenhagen, Denmark

About the job

Would you like to be part of an ambitious compliance team where you will play an important role in supporting the business meeting regulatory requirements in a dynamic and international environment – then we have the right opportunity for you in Saxo.

We are growing our team in Group Compliance and are looking for a competent and motivated Senior Compliance Officer to lead our work with compliance risks relating to capital requirements regulations, management of market and liquidity risk etc., EBA guidelines and Danish regulations on the governance of banks.

Compliance is part of Saxo's independent second line of defence. Our department supports the Saxo’s management in managing the organisation’s compliance risks while at the same time supporting prudent business development and growth. The department consists of several teams in Denmark as well as abroad, each of which has their own responsibility, but who are working closely together in order to achieve our common goals within the compliance area.

You will become part of a very dynamic Group Compliance function where there is always a good, in-formal atmosphere and it is fun to go to work.

You will work independently as well as with colleagues from compliance teams in Saxo subsidiaries in a challenging and constantly developing business environment while at the same time growing both professionally and on a personal level. Depending on your profile you will drive activities across jurisdictions to ensure that Saxo is compliant with all relevant legislation, market practices and internal rules.


Responsibilities

  • Perform compliance risk assessments

  • Provide advice and compliance opinions to the business on managing compliance risks

  • Conduct compliance monitoring activities

  • Prepare compliance monitoring reports and contribute to regular compliance reporting to the senior management of the bank

  • Participate in developing the bank’s compliance framework

Your profile

We assume you have a BSc/Master in Economics or Finance and a strong background from working in a compliance or audit function, preferably in a SIFI institute, supervisory authority, or have similar relevant work experience. Furthermore, you have experience from working with capital requirements, market and liquidity risk management etc., EBA guidelines and other governance regulations.  

You have an open and positive attitude when advising and liaising with the business and you must be able to convey your messages in a simple and efficient way.

We get curious people invested in the world
 

When you work at Saxo, you become a Saxonian and part of a purpose-driven organisation, where good ideas are always taken seriously, and where you can make a true impact. We are invested in your development, and you can expect a robust career from day one when you join Saxo – no matter which role you take on.
 

You will join 2,500 other ambitious colleagues across 15 countries and become part of an international organisation. Working in Saxo, you will get to meet colleagues from many different cultures and backgrounds, and you should know that we value diversity and inclusion and see it as a genuine source of strength to drive growth, foster innovation and position us for long-term success. 
 
We encourage an open feedback culture and supportive team environments enabling employees to grow and fulfil their career aspirations.  

When you bring passion, curiosity, drive and team spirit, your learning journey will be dynamic and your career opportunities in Saxo will be immense.

At Saxo we don’t just offer a job – we offer an opportunity to invest in your future!  


How to apply :

Click here to create an account and upload your resume and a short motivation. We look forward to getting to know you better!