What is the opportunity?

We have a fantastic opportunity for someone looking to start their career in wealth management governance and oversight. The Quality Assurance Associate will contribute to the strengthening of first-line compliance monitoring across Wealth Management Europe. Working with more experienced team members, you will develop skills in proactive risk analysis, desk-based monitoring, and control assessments of RBC Brewin Dolphin’s Front Office client advice and trading activities. You’ll champion governance excellence whilst ensuring adherence to regulatory requirements and driving process improvements that foster a robust compliance culture.

This is a permanent, full-time role and requires 4 days in the office at our London location.

What will you do?

• Perform first-line compliance monitoring of Front Office activities using regular and exception-based methods

• Analyse business metrics and Management Information to identify and escalate risks

• Collaborate with experienced colleagues to support Certified Persons and Client Facing Teams in resolving and remediating compliance issues

• Test and refine control frameworks, policies, and procedures

• Lead thematic reviews to address emerging risks or regulatory concerns

• Contribute to the adoption of new policies, processes, and controls using key control metrics

• Report findings and recommendations to your line manager

What do you need to succeed?

Must-have

• Ability to interpret regulations and data

• Proficient MS Excel and PowerPoint skills

• Excellent written and oral communication skills

• Exceptional organisational skills and attention to detail

• Analytical and problem-solving capabilities

Nice-to-have

• A Levels or above (academic qualifications)

• Risk, Compliance, or Health & Safety experience

• Related professional qualifications

What is in it for you?

We thrive on the challenge to be our best – progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Programme including bonuses, flexible benefits, and competitive compensation

• Leaders who support your development through coaching and managing opportunities

• Opportunities to work with the best in the field

• Ability to make a difference and lasting impact

• Work in a dynamic, collaborative, progressive, and high-performing team

• A world-class training programme in financial services

Agency Notice

RBC Group does not accept agency resumés. Please do not forward resumés to our employees, nor any other company location. RBC Group only pays fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés. Please contact the Recruitment function for additional details.

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Job Skills

Application Testing, Decision Making, Detail-Oriented, Group Problem Solving, IT Quality Assurance, Long Term Planning, Predictive Analytics, Programming Languages, Software Product Testing, Test Automation

Additional Job Details

100 BISHOPSGATE:LONDONLondonUnited Kingdom35Full timeWEALTH MANAGEMENTRegularSalaried2026-07-072026-07-21

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.