What is the opportunity?

 

You will provide surveillance to RBC Capital Markets, Global Asset Management and Wealth Management and Transaction Banking and Treasury Services. You will support the delivery of core elements of the Compliance and Surveillance Program as it relates to communications on a timely and consistent basis and in accordance with this mandate and agreed goals/objectives.

What will you do?

• ​Following and revising procedures for conducting monitoring and surveillance activities relevant to business unit.
• perform first level and second level reviews or flagged communications to identify potential compliance breaches
• Conducting monitoring and surveillance activities relevant to business unit.
• Identifying potential areas of compliance vulnerability and risk; developing corrective action plans for resolution of problematic issues and providing general guidance on how to avoid or deal with similar situations in the future.
• Maintain meticulous records of all investigations, ensuring that every alert has a clear, audit- ready rationale
• Responding to alleged violations of rules, regulations, policies, and procedures by evaluating or recommending the initiation of investigative procedures.

What do you need to Succeed ?

Must have

• Must completed bachelor degree in Finance, law Business or any discipline degree 

• 2-5 years of experience in Compliance, Internal Audit or Risk Management, specifically finance services industry

• Strong proficiency in English. You must be able to understand the region nuances and hidden meanings in the business communication

• Ability to handle highly confidential and sensitive information with absolute discretion

• Advanced proficiency in Excel to manage large dataset of communications logs

Nice-to-have

• Experience of Capital Markets or Wealth Management Compliance, a trading background or a finance degree or similar

• Good knowledge in Microsoft Excel, SQL or data visualization tools to help automate reporting

 

What is in it for you?

 

We thrive on the challenge to be our best - progressive thinking to keep growing and working together, to deliver trusted advice to help our clients thrive and communities prosper.  We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

•  A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
• Leaders who support your development through coaching and managing opportunities
• Opportunities to work with the best in the field
• Ability to make a difference and a lasting impact
• A chance to work in a dynamic, collaborative, progressive, and high-performing team
• A world-class training program in financial services
• Flexible working options fully supported.

Job Skills

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking

Additional Job Details

PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYAPutrajayaMalaysia40Full timeCHIEF LEGAL & ADMIN OFFICE GRPRegularSalaried2026-02-182026-04-29

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.