This is a Hybrid role (3 days in the office, 2 days remote).

Interactive Brokers is looking to hire a Compliance Manager at the Chicago Office. This is a mid-level management position with room for growth for highly motivated and exceptional performers. This Manager will ensure the firm complies with the Bank Secrecy Act and the USA PATRIOT Act, combating the financing of terrorism, sanctions, industry AML, and securities laws and regulations.

Responsibilities: 

• Oversee and train a team of analysts responsible for transaction monitoring reviews and investigations.
• Monitor and manage daily investigative workflow, controls, and results metrics for the team, ensuring the timely completion of tasks.
• Engage senior management across corporate compliance, operations, and information technology to manage, report on, and improve investigative work.
• Conduct supervisory reviews and provide constructive coaching and direction to team members.
• Evaluate risk associated with AML and Financial Crime Risk processes and recommend enhancements, where appropriate.
• When needed, support and participate in internal, external, and regulatory audits and examinations.

Skills:

• Three to five plus years of experience in investment management or AML compliance, preferably at a large broker or other financial institution with an international client base
• Two plus years of management experience, or similar experience
• Solid academic background. Bachelor’s Degree or commensurate military experience
• Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment.
• Ability to work in a small-team environment, work independently, and multitask with minimal supervision.
• A high degree of comfort with technology and a functional understanding of how to apply technology to business and regulatory solutions
• Outstanding leadership, communication, analytical, and project management skills
• A willingness and ability to obtain financial registration exams promptly
• A Certified Anti-Money Laundering Specialist (CAMS) or a similar certification, such as Series 7 or 24, is highly preferred.

 To be successful in this position, you will have the following:

• Self-motivated and able to handle tasks with minimal supervision.
• Superb analytical and problem-solving skills.
• Excellent collaboration and communication (Verbal and written) skills.
• Outstanding organizational and time management skills.

Company Benefits & Perks