Who we are looking for

We are looking for a highly motivated Advisory Compliance Officer to join our dynamic team. The ideal candidate will possess an understanding of regulatory requirements and compliance standards within the investment servicing, markets and financing, and investment management. The candidate should have excellent analytical skills, attention to detail, and the ability to effectively communicate complex regulatory issues to various stakeholders.

The successful candidate will have a proven track record of developing and implementing compliance or other risk management programs, conducting risk assessments, and providing strategic guidance to 1st Line of Defense and senior management. The candidate should be proactive, adaptable and able to thrive in a fast-paced environment. 

This role is based in Poland (Krakow) can be performed in a hybrid model, where you can balance work from home (2 days per week) and office (3 days per week) to match your needs and role requirements.

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

As an Compliance Advisory, Officer you will:

• Provide advice and compliance oversight to the business line functions and senior management

• Participate in and provide compliance input for New Business Product Reviews, Global Transition Risk Assessments and other corporate initiatives as required

• Draft reports that are appropriate for executive level consumption to clearly communicate results, risks, and key issues

• Develop and implement of compliance policies and procedures

• Monitor regulatory landscape

• Execute compliance testing and reviews

• Maintain current knowledge of regulators’ focus areas, recent enforcement actions, and industry practices generally

• Miscellaneous projects as required

What we value

These skills will help you succeed in this role

• Knowledge of relevant regulatory frameworks (e.g. MaRisk, MaComp, UCITS, MiFID, AIFM) and industry best practices.

• Excellent written, verbal, and interpersonal skills

• Professional maturity and confidence in expressing a point of view with senior management

• Ability to effectively prioritize multiple tasks and work collaboratively as part of an international team across multiple locations with global stakeholders

• Effective analytical and organizational skills

• Inclusive mindset that recognizes the value of building relationships across a diverse global team and demonstrate an ability to work across cultures with adaptability and flexibility

• Enthusiasm for learning and an aptitude to learn quickly, and the motivation to use thought leadership to continue to grow the Corporate Compliance Team

Education & Preferred Qualifications

• Bachelor’s degree (or equivalent)

• Relevant work experience in compliance, risk functions or audit with a focus on advisory services within investment servicing, markets and financing, and investment management.

• Experience with Asset Management and/or EU Banking Regulations is a plus

• CPA, CIA, CISA or other applicable certification would be an asset

We offer

• Employee savings plan;

• Premium life insurance package;

• Gold medical package;

• International operating environment;

• Language classes;

• Soft skills trainings;

• Technical workshops;

• Development sessions with a mentor;

• Diversity of opportunities across a range of challenging and highly complex activities;

• Technical or leadership career pathway

Are you the right candidate? Yes!

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don’t necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Discover more at StateStreet.com/careers

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