Where you’ll fit in & what our team goals are…

In your role you will perform Compliance monitoring reviews covering a variety of regulatory topics across all business areas (e.g. investment teams, operational functions, sales and marketing, product development etc).

How you'll spend your time...

• Perform a variety of Compliance Monitoring activities, covering the Columbia Threadneedle EMEA, APAC and NA regions.  Activities include deep dive reviews (typically 3m projects) and periodic assurance testing, based on regulatory topics such as financial promotions, best execution, fund operation and accounting, conflicts of interest and similar.

• Collaborate with and provide support to team members in other global locations (UK, US, Europe, India) – monitoring work, knowledge sharing and other.

• Assisting with ad-hoc Compliance tasks and project work as required.

To be successful in this role you will have...

• Advanced communication skills (critical) – ability to work collaboratively and coordinate across multiple departments and teams, to influence and persuade

• Experience of conducting Compliance monitoring, audit or similar assurance work in the financial services industry

• Familiarity with UK/EU regulatory regimes

• Excellent technical and organisational skills, including the ability to comprehend and query a variety of complex information

• Ability to work within established deadlines, manage a number of responsibilities simultaneously, and prioritise tasks effectively

If you also had this, it would be great…

• Experience with MS PowerApps and PowerBI

• Previous experience working in an Asset Management firm

• Knowledge of key UK and EU regulated fund structures (UCITS and AIFs)

• Previous experience working as part of a global team

About Columbia Threadneedle Investments

Working at Columbia Threadneedle Investments you'll find growth and career opportunities across all of our businesses.

We're intentionally built to help you succeed. Our reach is expansive with a global team of 2,500 people working together. Our expertise is diverse with more than 650 investment professionals sharing global perspectives across all major asset classes and markets. Our clients have access to a broad array of investment strategies, and we have the capability to create bespoke solutions matched to clients' specific requirements.

Columbia Threadneedle is a people business and we recognise that our success is due to our talented people, who bring diversity of thought, complementary skills and capabilities. We are committed to providing an inclusive workplace that supports the diversity of our employees and reflects our broader communities and client-base.

We appreciate that work-life balance is an important factor for many when considering their next move so please discuss any flexible working requirements directly with your recruiter.

 

Full timePermanentLegal Affairs