Posted:
7/31/2024, 6:11:35 AM
Location(s):
Stamford, Connecticut, United States ⋅ Connecticut, United States
Experience Level(s):
Junior ⋅ Mid Level ⋅ Senior
Field(s):
Legal & Compliance
A Career with Point72’s Regulatory Reporting Team
The Regulatory Reporting department’s overall global mandate is to provide governance across all regulatory filings and obligations for the firm, including but not limited to ensuring completeness of the global inventory of filings, instituting process and workflow controls, facilitating the creation of policies and procedures, and providing process measurement reporting. The department is responsible for preparing reports, generating, and coordinating responses for larger cross departmental filings, managing external vendor relationships, oversight of Technology supporting regulatory filings, and evaluating automation options, and administering data standards. The various regulators include but are not limited to the Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), National Futures Association (NFA), Federal Reserve/Treasury, Securities and Futures Commission (SFC), Kanto Finance Bureau (KFB), Financial Conduct Authority (FCA), and Monetary Authority of Singapore (MAS).
What you’ll do
What's required?
We take care of our people
We invest in our people, their careers, their health, and their well-being. When you work here, we provide:
About Point72
Point72 Asset Management is a global firm led by Steven Cohen that invests in multiple asset classes and strategies worldwide. Resting on more than a quarter-century of investing experience, we seek to be the industry’s premier asset manager through delivering superior risk-adjusted returns, adhering to the highest ethical standards, and offering the greatest opportunities to the industry’s brightest talent. For more information, visit www.Point72.com/working-here.
Website: https://www.point72.com/
Headquarter Location: Stamford, Connecticut, United States
Employee Count: 1001-5000
Year Founded: 1992
IPO Status: Private
Last Funding Type: Venture - Series Unknown