Posted:
6/27/2024, 5:00:00 PM
Location(s):
Singapore, Singapore
Experience Level(s):
Mid Level ⋅ Senior
Field(s):
Legal & Compliance
Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
Job Responsibilities:
Identify changes in regulations which may impact Global Markets’ compliance policies and procedures
Identify potential risks and propose compliance controls to manage and mitigate risks to provide advisory and support to global market business.
Ensure proper documentation and updating of compliance policies and procedures and provide training on new regulations and policies
First point of contact for internal, external auditors and regulators.
Reporting to HO on status of market compliance initiatives
Implementation of Head Office rules and controls
Review AGMD departments’ activities to identify methods to improve regulatory compliance and propose recommendations
Job Requirements:
Minimum Bachelor Degree
Minimum 3 years of experience in market compliance
Minimum 5 years experience working in financial sector
Strong knowledge in, both local and international/extra-territorial regulations
Ability to manage stakeholders and provide advisory to support departments in Global Markets
Familiar with Global Markets products and services
Strong communication skills with ability to influence others and embed frameworks, processes, and recommendations.
Proficient with Microsoft 365.
We regret to inform that only shortlisted applicants will be notified.
MUFG Bank Ltd & MUFG Securities Asia Limited (collectively referred to as “MUFG”) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.
Website: https://mufgamericas.com/
Headquarter Location: New York, New York, United States
Employee Count: 10001+
Year Founded: 1864
Industries: Banking ⋅ Financial Services ⋅ Wealth Management