Position Overview

ABOUT APOLLO

Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide our clients excess return at every point along the risk-reward spectrum from investment grade to private equity with a focus on three investing strategies: yield, hybrid, and equity. For more than three decades, our investing expertise across our fully integrated platform has served the financial return needs of our clients and provided businesses with innovative capital solutions for growth. Through Athene, our retirement services business, we specialize in helping clients achieve financial security by providing a suite of retirement savings products and acting as a solutions provider to institutions. Our patient, creative, and knowledgeable approach to investing aligns our clients, businesses we invest in, our employees, and the communities we impact, to expand opportunity and achieve positive outcomes.

OUR PURPOSE AND CORE VALUES

Our clients rely on our investment acumen to help secure their future. We must never lose our focus and determination to be the best investors and most trusted partners on their behalf. We strive to be:

The leading provider of retirement income solutions to institutions, companies, and individuals.

The leading provider of capital solutions to companies. Our breadth and scale enable us to deliver capital for even the largest projects – and our small firm mindset ensures we will be a thoughtful and dedicated partner to these organizations. We are committed to helping them build stronger businesses.

A leading contributor to addressing some of the biggest issues facing the world today – such as energy transition, accelerating the adoption of new technologies, and social impact – where innovative approaches to investing can make a positive difference.

We are building a unique firm of extraordinary colleagues who:

Outperform expectations

Challenge Convention

Champion Opportunity

Lead responsibly

Drive collaboration

As One Apollo team, we believe that doing great work and having fun go hand in hand, and we are proud of what we can achieve together.

OUR BENEFITS

Apollo relies on its people to keep it a leader in alternative investment management, and the firm’s benefit programs are crafted to offer meaningful coverage for both you and your family. Please reach out to your Human Capital Business Partner for more detailed information on specific benefits.

ABOUT POSITION:

Apollo is seeking a Compliance Analyst to join its Legal, Tax, and Compliance team on the Regulatory Compliance vertical. The Compliance Analyst will work closely with members on the team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications. The Compliance Analyst will be responsible for supporting the review and approval process of marketing materials and investor communications, including responses to requests for proposals/information, to ensure compliance with regulatory requirements imposed by the SEC, FINRA and certain non-US regulators.  Responsibilities include understanding Apollo’s policies and procedures, business processes, investment products, and regulatory obligations, and applying that understanding to material review consistently.  The Compliance Analyst will also partner with and provide guidance to the business to ensure materials are appropriate for the audience and comply with internal and regulatory requirements.  More specifically, the Compliance Analyst will:

·         Provide support relating to the review and approval of marketing materials, due diligence responses, investor communications and other fundraising and reporting related materials (e.g. quarterly letters, webcasts, recordings, etc.) across various investment strategies from a regulatory and compliance perspective

·         Manage, track, and facilitate the review and approval of submission requests within the centralized compliance database

·         Maintain relative marketing material requests data and reports on a regular basis

·         Provide guidance on compliance and regulatory requirements

·         Assist in maintaining and developing internal policies and procedures and current regulatory guidance with respect to marketing and other related compliance matters

·         Assist with other day-to-day compliance matters if/as needed

Qualifications & Experience

Apollo seeks to hire individuals who are highly motivated, intelligent, energetic and can quickly assess a situation and exercise sound business judgment.  More specifically, the successful candidate should have: 

·         Prior experience in a compliance role is a plus

·         Familiarity with and/or interest in marketing compliance regulations and requirements

·         Ability to adapt and work well within a fast-past environment; manage and prioritize competing tasks simultaneously

·         Confident and effective communicator

·         Ability to work independently while remaining a strong team player

·         Strong attention to detail and analytical skills

·         Substantial initiative, creativity and drive

·         Strong proficiency level with MS Word, Excel, PowerPoint and Adobe

·         Knowledge of the Red Oak system is a plus

·         Bachelor’s degree from an accredited institution required

Apollo provides equal employment opportunities regardless of age, disability, gender reassignment, marital or civil partner status, pregnancy or maternity, race, colour, nationality, ethnic or national origin, religion or belief, veteran status, gender/sex or sexual orientation, or any other criterion or circumstance protected by applicable law, ordinance, or regulation. The above criteria are intended to be used as a guide only – candidates who do not meet all the above criteria may still be considered if they are deemed to have relevant experience/ equivalent levels of skill or knowledge to fulfil the requirements of the role. Any job offer will be conditional upon and subject to satisfactory reference and background screening checks, all necessary corporate and regulatory approvals or certifications as required from time to time, and entering into definitive contractual documentation satisfactory to Apollo.