Enhance your career by joining our team as a Senior Trade Corrections Professional, where you’ll play a pivotal role in ensuring accuracy and compliance across a variety of financial products, including mutual funds, securities, cash, bonds, and managed accounts. In this position, you’ll leverage your analytical skills to identify, research, and review trade entries using cutting-edge internal processing systems. Collaborate with internal and external business partners to resolve issues ensuring all transactions adhere to industry regulations and compliance standards.

Key Responsibilities

• Responsible for timely and accurate resolution of trade correction cases.  Analyze account activity, determine cause of error and take appropriate action to correct trading activity.

• Work with both internal and external business partners to research and resolve issues, troubleshoot and provide seamless service.  Provide support to other team members as necessary.

• Identify root cause of trade correction errors and provide solutions as appropriate.  Conduct trend reporting and participate in problem solving sessions for continuous process improvements. 

Required Qualifications

• Education: High school or GED.

• Post-secondary education and relevant work experience may be interchanged to meet the combined total years of minimum required qualifications for education and experience.

• 1-3 years of relevant experience.

Preferred Qualifications

• Trading activity expertise.

• Understanding of Thomson, BETA, COLA, APL, and various other internal systems (Nice, DocX, SSD).

• Previous operations, processing or customer service experience.

• Strong attention to detail, including demonstrated ability to meet accuracy standards in a high-volume processing situation.

• Ability to research and resolve problems.

• Demonstrated ability to manage multiple priorities in a fast-paced, results driven, transaction-based environment.

• Ability to effectively and professionally communicate with internal business partners and advisors.

About Our Company
We’re a diversified financial services leader with more than $1 trillion in assets under management and administration as of 2022. Our team of 20,000 people in more than 20 countries, advise and manage assets and income of more than 2 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

The estimated base salary for this role is $43,500 - $58,800 / year. We have a pay-for-performance compensation philosophy. Your initial total compensation may vary based on job-related knowledge, skills, experience, and geographical work location. In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role. We also have a competitive and comprehensive benefits program that supports all aspects of your health and well-being, including but not limited to vacation time, sick time, 401(k), and health, dental and life insurances.Full timeNon-ExemptBusiness Support & OperationsCLEAR Clearing