Senior Manager, Information Security, Regulatory Remediation Assurance

Posted:
12/12/2024, 10:42:44 AM

Location(s):
Toronto, Ontario, Canada ⋅ Ontario, Canada

Experience Level(s):
Senior

Field(s):
IT & Security

Work Location:

Toronto, Ontario, Canada

Hours:

37.5

Line of Business:

Technology Solutions

Pay Details:

$108,800 - $163,200 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

We are seeking an experienced Senior Manager, Information Security Specialist with a focus on Regulatory Remediation Assurance to join our global team in ensuring the successful resolution of regulatory issues within the bank.  This critical role will lead a team tasked with testing and validating that the corrective actions outlined in response to regulatory findings to ensure that they are fully implemented and effectively resolve the issue in question.

The ideal candidate will lead with deep expertise in regulatory compliance, remediation processes, and risk management within a complex, global banking environment.  This individual will be responsible for overseeing the investigation, assessment, and validation of evidence supporting remediation efforts, and ensuring that the bank’s regulatory obligations are met in full and in a timely manner.

The successful candidate will provide guidance, leadership, coaching and development to ensure operational results and professional/personal development objectives are achieved for the overall group.

Responsibilities:

  • Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required

  • Provides specialized expertise and guidance on assessing risks, identifying potential gaps, and providing security solutions to mitigate risks and protect TD

  • Oversees and leads the Regulatory Remediation Assurance team within an area of significant risk, complexity or scope that include financial crimes and technology and cybersecurity domains

  • Develop and maintain information security standards and procedures based on industry best practices, regulatory requirements, and organizational needs

  • Strategic advisor to leadership team on the management of the portfolio and financials, with deep industry, external/internal, and enterprise knowledge, recognizing and anticipating emerging trends, and identifying operational efficiencies and opportunities with other business management/enterprise areas

  • Highly specialized expert with in-depth knowledge of audit methodology for multiple, significant complex businesses, functional areas and/or global business lines

  • Sets operational team direction and collaborates with others to execute on common goals

  • Focuses on long term planning for functional area

  • Ability to process and handle confidential information with discretion

  • May participate in or leads various projects / division initiatives as needed

  • Demonstrates TD leadership Core Values

  • Recognizes team members' contributions

  • Strong presentation skills when delivering training and presentation at the division level, industry conferences, workshops, etc

Requirements:

  • Undergraduate degree or relevant professional certifications, accounting designations, or equivalent education required

  • 10+ years of relevant audit and/or control testing experience

  • Preferred industry certification in audit and information security (i.e. CISSP, CISA, CIA, etc)

  • Advanced knowledge of audit standards, procedures, laws, rules, and regulations

  • Advanced knowledge of risk management environment, standards, regulations, and mitigation

  • Knowledge of current and emerging trends

  • Skilled in managing budgets and resource allocation

  • Skilled in mentoring, coaching and performance management

  • Advanced ability to lead, plan, implement and evaluate program/project activities to ensure completion of issue

  • Ability to communicate effectively in both oral and written form

  • Ability to work collaboratively and build relationships across teams and functions

  • Ability to work successfully as a member of a team and independently

  • Ability to exercise sound judgement in making decisions

  • Ability to analyze, organize and prioritize work while meeting multiple deadlines

  • Ability to establish goals and objectives that support the strategic plan

  • Ability to contribute to strategic direction and provide advice to senior leadership

  • Ability to forecast initiatives and demand in order to develop annual strategic plan

#LI-TECH

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.


Colleague Development
If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.
 

Training & Onboarding
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process 
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.


Accommodation
Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):

Sans Objet