Posted:
4/12/2026, 8:56:30 PM
Location(s):
Greater London, England, United Kingdom ⋅ England, United Kingdom
Experience Level(s):
Senior
Field(s):
Legal & Compliance
Regulatory/Operational Change Lead in Banking & Insurance, Early & High Growth Oversight Department
Division: Authorisations
Department: Banking, Insurance, and Early & High Growth Oversight
Salary: National (Edinburgh and Leeds) ranging from £59,100 to £74,700 and London from £64,900 to £82,000 (salary offered will be based on skills and experience)
This role is graded as: Lead Associate - Regulatory
Your recruitment contact is Riley via [email protected]. Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted.
About the FCA and team
We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services.
The Authorisations Division serves as the initial point of contact for firms and individuals seeking to provide regulated financial services in the UK, making authorisation decisions to ensure applicants meet the FCA’s standards.
This is an exciting time to join the Department as a Lead Associate, in a unique part of the FCA that features both authorisation and supervision components, across multiple portfolios. Although the initial focus of the role will be working on topics for the Early & High Growth Oversight teams, over the longer term there will be exposure to the Banking and Insurance teams too.
Role responsibilities
Work with the Technical Specialist to enhance departmental processes, technical capability, and ways of working
Support delivery of the department’s FY26/27 workplan and initiatives to identify risks and promote innovation in the financial sector
Learn and upskill in new technologies and sector‑specific topics to support an evolving operating model
Develop and deliver training, conduct horizon‑scanning, and generate insights from authorised and supervised firms
Map systems and processes, contributing to operational change and continuous improvement
Skills required
Minimum:
Prior experience in change management, project management or consultancy in the financial services sector
Demonstrable experience managing a portfolio of tasks/projects
Essential:
A blend of experience in overseeing technical projects (focussing on financial services regulatory matters) coupled with delivering technical work yourself in the same domain
A willingness and ability to work on, and learn about, topics that may be unfamiliar to you
A self-motivated and delivery focussed mindset
Knowledge of the regulatory framework for banking, insurance or other sectors
Skills in producing structured approaches to work through problems
Effective communication skills, with the ability to engage and build rapport with both internal and external stakeholders
Collaborative approach and experience working in cross-functional teams
Benefits
25 days annual leave plus bank holidays
Hybrid model where employees work a minimum of 40% in the office each month (expectation of 50% for senior leaders). Changing from September to a minimum of 50% in the office each month (expectation of 60% for Directors and Executive Directors)
Non-contributory pension (8–12% depending on age) and life assurance at eight times your salary
Private healthcare with Bupa, income protection, and 24/7 Employee Assistance
35 hours of paid volunteering annually
A flexible benefits scheme designed around your lifestyle
For a full list of our benefits, and our recruitment process as a whole visit our benefits page.
Our values & culture
Our colleagues are the key to our success as a regulator. We are committed to fostering a diverse and inclusive culture: one that’s free from discrimination and bias, celebrates difference, and supports colleagues to deliver at their best. We believe that our differences and similarities enable us to be a better organisation – one that makes better decisions, drives innovation, and delivers better regulation.
If you require any adjustments due to a disability or condition, your recruiter is here to help - reach out for tailored support.
We welcome diverse working styles and aim to find flexible solutions that suit both the role and individual needs, including options like part-time and job sharing where applicable.
Disability Confident: our hiring approach
We’re proud to be a Disability Confident Employer, and therefore, people or individuals with disabilities and long-term conditions who best meet the minimum criteria for a role will go through to the next stage of the recruitment process. In cases of high application volumes, we may progress applicants whose experience most closely matches the role’s key requirements.
Useful information and timeline
Advert Closing: 26th April
CV Review/Shortlist: 28th April
Interviews/Case Study: w/c 11th May
Your Recruiter will discuss the process in detail with you during screening for the role, therefore, please make them aware if you are going to be unavailable for any date during this time.
Website: https://fca.org.uk/
Headquarter Location: London, England, United Kingdom
Employee Count: 1001-5000
Year Founded: 2013
IPO Status: Private
Industries: Financial Services