What are the ongoing responsibilities of a Business Risk Specialist?

• Analysis of legal documents received from attorneys and government agencies.
• Gathering and packaging legal production responses to subpoenas, levies, and other requests for information.
• Partner with front line business to screen risk events.
• Work with vendors to oversee processes and respond to inquiries.
• Actively representing the Business Risk group in meetings, initiatives, and projects
• Support other areas of the Business Risk group including Blue Sky, Privacy and Retirement Plan Compliance.
• Document policies and procedures as appropriate; ensuring consistency across Business Risk where applicable

What ideal qualifications, skills & experience would help someone to be successful?

• Requires a bachelor's degree or equivalent experience
• 2+ years’ experience working for a Mutual Fund Transfer Agent
• Strong attention to detail and quality
• Curious mind-set; not afraid to ask questions
• Excellent written and verbal communication skills
• Excellent organizational and follow through skills
• Ability to develop and maintain a risk-based assessment process
• Ability to build strong working relationships with people locally and across multiple cultures and time zones
• Mutual fund or financial services industry knowledge preferred
• Advanced skills in MS Office (Word, Excel, Access, PowerPoint)

Privacy Statement

FIS is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how FIS protects personal information online, please see the Online Privacy Notice.

Sourcing Model

Recruitment at FIS works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. FIS does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company.

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