Rothschild & Co

Rothschild & Co est un groupe international de services financiers de premier plan, contrôlé par la famille depuis sept générations et au centre des marchés financiers depuis plus de 200 ans.

Notre expertise, notre savoir-faire et notre réseau mondial nous permettent de proposer une vision unique qui bénéficie à l’activité et la richesse de nos clients et de nos parties prenantes, en respectant notre planète.

Nos équipes de 4 200 spécialistes du conseil financier présents sur le terrain dans plus de 40 pays, apportent une vision internationale unique à travers quatre activités de premier plan – Global Advisory, Wealth Management, Asset Management et Five Arrows.

En notre qualité de groupe familial fondé sur les relations humaines, nous attachons une importance particulière au recrutement et au développement de carrière de nos collaborateurs afin qu'ils puissent s'épanouir dans leur parcours professionnel.

About Us

Rothschild & Co is one of the world’s largest independent financial advisory groups. We provide M&A, strategy, and financing advice, as well as investment and wealth management solutions to large institutions, families, individuals, and governments, worldwide.

Having been at the center of the world's financial markets for over 200 years, we can rely on an unrivalled global network of trusted professionals and decision makers. This means that we have in- depth market intelligence, bringing us closer to current issues than any other global financial institution.

Our 4,600 talented employees in over 40 countries have a strong track record of outstanding execution in three business lines: Global Advisory, Wealth and Asset Management and Five Arrows. It is this combination of scale, local knowledge and intellectual capital that allows us to provide a distinct perspective and effective long-term solutions for our partners.

Under the supervision of the Head of Compliance and compliance managers, you will be involved in different responsibilities and are able to assist on:

Missions

• The performance of regulatory watch and the advisory to the executives and employees on changes to the laws affecting the company under your scope,
• The Assessment and drafting of internal policies, procedures and guidelines,
• The Review the legal documentation of the funds or the agreements with the service providers,
• The completion and follow-up of  the compliance monitoring plan in compliance with the applicable Laws, regulations and CSSF Circulars,
• The reporting obligations to the supervisory authorities, to the auditors, to the governance bodies or to group entities,
• The coordination of regulatory trainings when required (i.e. AML trainings, Code of conducts, etc.),
• The relationships with the regulatory authorities.

Profile

• Preferably a Master degree in Legal or Finance,
• Any compliance, regulatory and/or AML CFT certification will be considered as an asset (i.e. ALCO certifications, CAMS…)
• A previous compliance experience (1-3 years), in Management Company/AIFM and/or “Big four” will be appreciated.
• Knowledge of legal requirements and controls (i.e. CSSF Circular 18/698, AML Law                                          2004, GDPR, AIFM Law 2013, CSSF Regulation 12-02, SFDR…),
• Excellent communication skills,
• Detail oriented and conciseness
• Proficiency in Microsoft Office applications,
• Highly developed sense of teamwork and cooperation,
• Fluent written and spoken French and English are required.